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FSA comment on ‘conflicts’ for fund managers
By December 4, 2012 Read More →

FSA comment on ‘conflicts’ for fund managers

Very important FSA doc, which helpfully illustrates the FSA thinking behind identifying and mitigating conflicts within fund management firms…firms MUST review this paper against their internal arrangements and the firm’s board are obliged to attest that this has been undertaken…IMPORTANTLY firms are also required to notify the FSA that this has been completed, however ONLY […]

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